Filing Details
- Accession Number:
- 0000315066-12-003703
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-06 16:26:51
- Reporting Period:
- 2012-07-03
- Filing Date:
- 2012-07-06
- Accepted Time:
- 2012-07-06 16:26:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890264 | Exa Corp | EXA | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 315066 | Fmr Llc | 82 Devonshire Street Boston MA 02109 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-03 | 160,086 | $0.00 | 160,086 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2012-07-03 | 3,609,986 | $0.00 | 3,620,247 | No | 4 | C | Indirect | by Fidelity Ventures Limited |
| Common Stock | Acquisiton | 2012-07-03 | 405,641 | $0.00 | 405,641 | No | 4 | C | Indirect | by InfoTech Fund I LLC |
| Common Stock | Disposition | 2012-07-03 | 160,086 | $9.30 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-07-03 | 1,514,607 | $9.30 | 2,105,640 | No | 4 | S | Indirect | by Fidelity Ventures Limited |
| Common Stock | Disposition | 2012-07-03 | 405,641 | $9.30 | 0 | No | 4 | S | Indirect | by InfoTech Fund I LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Indirect | by Fidelity Ventures Limited |
| No | 4 | C | Indirect | by InfoTech Fund I LLC |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | by Fidelity Ventures Limited |
| No | 4 | S | Indirect | by InfoTech Fund I LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series G Convertible Preferred Stock | Disposition | 2012-07-03 | 103,315 | $0.00 | 15,894 | $0.00 |
| Common Stock | Series H Convertible Preferred Stock | Disposition | 2012-07-03 | 937,252 | $0.00 | 144,192 | $0.00 |
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2012-07-03 | 1,858,800 | $0.00 | 285,969 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2012-07-03 | 1,203,822 | $0.00 | 185,203 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2012-07-03 | 970,223 | $0.00 | 149,265 | $0.00 |
| Common Stock | Series G Convertible Preferred Stock | Disposition | 2012-07-03 | 2,671,246 | $0.00 | 410,960 | $0.00 |
| Common Stock | Series H Convertible Preferred Stock | Disposition | 2012-07-03 | 14,697,131 | $0.00 | 2,261,097 | $0.00 |
| Common Stock | Series I Convertible Preferred Stock | Disposition | 2012-07-03 | 2,063,699 | $0.00 | 317,492 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2012-07-03 | 1,184,320 | $0.00 | 182,203 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2012-07-03 | 970,233 | $0.00 | 149,266 | $0.00 |
| Common Stock | Series I Convertible Preferred Stock | Disposition | 2012-07-03 | 482,118 | $0.00 | 74,172 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- On July 3, 2012, in connection with the completion of the issuer's initial public offering, all shares of convertible Preferred Stock converted into Common Stock on a 6.5-for-1 basis.
Billionaire Hedge Funds
