Filing Details
- Accession Number:
- 0001285550-12-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-06 16:26:41
- Reporting Period:
- 2012-07-03
- Filing Date:
- 2012-07-06
- Accepted Time:
- 2012-07-06 16:26:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540091 | C. Bruce Conway | One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-03 | 100,000 | $0.00 | 1,913,568 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Acquisiton | 2012-07-03 | 50,000 | $0.00 | 50,000 | $1.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2012-07-03 | 2017-07-03 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 406,137 | Indirect | By Alden M. Conway Trust |
Common Stock | 406,137 | Indirect | By Chase T. Conway Trust |
Common Stock | 406,137 | Indirect | By Merritt E. Conway Trust |
Common Stock | 222,250 | Indirect | By spouse |
Common Stock | 10,000 | Indirect | By Conway Family GST Trust |
Common Stock | 1,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
Common Stock | 1,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
Common Stock | 1,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
Common Stock | 1,000 | Indirect | By G. McShane Trust for Alden M. Conway |
Common Stock | 1,000 | Indirect | By G. McShane Trust for Chase T. Conway |
Common Stock | 1,000 | Indirect | By G. McShane Trust for Merritt E. Conway |
Footnotes
- The reported securities are included within 100,000 units purchased by the reporting person for $1.10 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
- Includes 32,891 shares held jointly with spouse.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The shares subject to this warrant are immediately exercisable.
- The reported securities are included within 100,000 units purchased by the reporting person for $1.10 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.