Filing Details

Accession Number:
0001285550-12-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-06 16:26:41
Reporting Period:
2012-07-03
Filing Date:
2012-07-06
Accepted Time:
2012-07-06 16:26:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1285550 Mri Interventions Inc. MRIC Surgical & Medical Instruments & Apparatus (3841) 582394628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540091 C. Bruce Conway One Commerce Square, Suite 2550
Memphis TN 38103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-03 100,000 $0.00 1,913,568 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Acquisiton 2012-07-03 50,000 $0.00 50,000 $1.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2012-07-03 2017-07-03 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 406,137 Indirect By Alden M. Conway Trust
Common Stock 406,137 Indirect By Chase T. Conway Trust
Common Stock 406,137 Indirect By Merritt E. Conway Trust
Common Stock 222,250 Indirect By spouse
Common Stock 10,000 Indirect By Conway Family GST Trust
Common Stock 1,500 Indirect By Edna N. Conway Irrevocable Trust FBO Alden M. Conway
Common Stock 1,500 Indirect By Edna N. Conway Irrevocable Trust FBO Chase T. Conway
Common Stock 1,500 Indirect By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway
Common Stock 1,000 Indirect By G. McShane Trust for Alden M. Conway
Common Stock 1,000 Indirect By G. McShane Trust for Chase T. Conway
Common Stock 1,000 Indirect By G. McShane Trust for Merritt E. Conway
Footnotes
  1. The reported securities are included within 100,000 units purchased by the reporting person for $1.10 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.
  2. Includes 32,891 shares held jointly with spouse.
  3. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  5. These shares are held in trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  6. The shares subject to this warrant are immediately exercisable.
  7. The reported securities are included within 100,000 units purchased by the reporting person for $1.10 per unit. Each unit consists of one share of common stock and one warrant to purchase 0.5 share of common stock.