Filing Details
- Accession Number:
- 0001179110-12-011304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-05 21:09:49
- Reporting Period:
- 2012-07-03
- Filing Date:
- 2012-07-05
- Accepted Time:
- 2012-07-05 21:09:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224150 | O Karen Cottle | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Svp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-03 | 2,280 | $19.93 | 77,260 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-03 | 2,280 | $32.50 | 74,980 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-07-05 | 8,033 | $19.93 | 83,013 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-05 | 8,033 | $32.50 | 74,980 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-07-03 | 2,280 | $0.00 | 2,280 | $19.93 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-07-05 | 8,033 | $0.00 | 8,033 | $19.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,471 | 2012-07-03 | 2016-01-26 | No | 4 | M | Direct |
| 14,438 | 2012-07-05 | 2016-01-26 | No | 4 | M | Direct |
Footnotes
- Includes 875 shares acquired on June 29, 2012 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
- This transaction was executed in multiple trades at prices ranging from $32.500 to $32.505. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Vests monthly at a rate of 2.08% of the original grants of 99,000 shares for 48 months from the original grant date of January 26, 2009.
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