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Home > Insider Trading > Filing (0001209191-12-037442)

Filing Details

Accession Number:: 0001209191-12-037442
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-07-05 18:52:26
Reporting Period:: 2012-07-02

Filing Date:: 2012-07-05
Accepted Time:: 2012-07-05 18:52:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389072	Heartware International Inc.	HTWR	Surgical & Medical Instruments & Apparatus (3841)	980498958

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1404955	Loring Seth Harrison	C/O Apple Tree Partners 821 Broadway, 5Th Floor New York NY 10003		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-07-02	630	$90.00	81,338	No	4	S	Direct
Common Stock	Disposition	2012-07-03	473	$90.00	80,865	No	4	S	Direct
Common Stock	Disposition	2012-07-02	70	$90.00	8,936	No	4	S	Indirect	see note
Common Stock	Disposition	2012-07-03	52	$90.00	8,884	No	4	S	Indirect	see note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	see note
No	4	S	Indirect	see note

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,073,961	Indirect	see note

Footnotes

These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Represents shares held by Dr. Harrison's spouse, Ms. Ariane Harrison.
Represents shares held by Apple Tree Partners I, L.P. Dr. Harrison is the Managing Member of the General Partner of Apple Tree Partners I, L.P.