Filing Details
- Accession Number:
- 0001209191-12-037439
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-05 18:33:02
- Reporting Period:
- 2012-07-02
- Filing Date:
- 2012-07-05
- Accepted Time:
- 2012-07-05 18:33:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1319327 | Encore Bancshares Inc | EBTX | National Commercial Banks (6021) | 760655696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406650 | H. Eugene Vaughan | 3465 Inwood Drive Houston TX 77019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-02 | 12,000 | $20.62 | 80,912 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-02 | 80,912 | $20.62 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (option to buy) | Disposition | 2012-07-02 | 6,000 | $12.00 | 6,000 | $12.00 |
| Common Stock | Stock Option (option to buy) | Disposition | 2012-07-02 | 6,000 | $12.00 | 6,000 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2006-06-01 | 2013-06-01 | No | 4 | M | Direct |
| 0 | 2007-02-01 | 2014-02-01 | No | 4 | M | Direct |
Footnotes
- On July 2, 2012, Encore Bancshares, Inc. ("Encore") consummated its merger (the "Merger") with EMS Sub I, Inc. ("Merger Sub"), a wholly owned subsidiary of Cadence Bancorp, LLC ("Cadence"), on the terms and conditions set forth in that certain Agreement and Plan of Merger, dated as of March 5, 2012, by and among Encore, Cadence and Merger Sub (the "Merger Agreement"). Pursuant to the Merger Agreement, outstanding stock options held by reporting owner were converted into the right to receive a cash payment equal to the product of (i) the number of shares subject to such stock options and (ii) the excess of $20.62 over the exercise price of such stock options, less applicable tax withholding.
- Disposed of in connection with the Merger in exchange for the right to receive a cash payment equal to $20.62 per share
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