Filing Details
- Accession Number:
- 0001513963-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-05 18:27:21
- Reporting Period:
- 2012-07-03
- Filing Date:
- 2012-07-05
- Accepted Time:
- 2012-07-05 18:27:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513963 | Frank Schultz | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-03 | 10,000 | $6.80 | 10,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-03 | 10,000 | $17.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-07-03 | 12,638 | $8.85 | 12,638 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-03 | 12,638 | $17.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-07-03 | 10,000 | $0.00 | 10,000 | $6.80 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-07-03 | 12,638 | $0.00 | 12,638 | $8.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-05-17 | No | 4 | M | Direct | |
9,028 | 2020-08-26 | No | 4 | M | Direct |
Footnotes
- Underlying stock option exercised and resulting shares sold in connection with the Issuer's public offering pursuant to the Issuer's S-3 Registration Statement (Commission File No. 333-181980).
- 100% of the shares subject to the option are fully vested and exercisable.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
- Reflects a 1-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-166438).
- Option vests with respect to 1/36th of the shares monthly commencing on August 26, 2010, such that the option will be fully vested and exercisable on August 26, 2013.