Filing Details
- Accession Number:
- 0001181431-12-039846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-05 17:51:23
- Reporting Period:
- 2012-07-02
- Filing Date:
- 2012-07-05
- Accepted Time:
- 2012-07-05 17:51:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001171 | Broadway Financial Corp | BYFC | Savings Institution, Federally Chartered (6035) | 954547287 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208200 | A Daniel Medina | 4800 Wilshire Boulevard Los Angeles CA 90010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Purcahse | Acquisiton | 2012-07-02 | 19,231 | $1.30 | 19,231 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-01-21 | 1,250 | $6.00 | 1,250 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,250 | 2010-01-21 | 2020-01-21 | No | 5 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 806 | Direct | |
Common Stock | 6,110 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $4.00 | 2009-01-21 | 2019-01-21 | 1,875 | 1,875 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-21 | 1,875 | 1,875 | Direct |
Footnotes
- Held directly in the name of Daniel Medina.
- Held in the trust of Daniel Medina and Laura Martin.
- The Board of Directors granted this Stock Option on January 21, 2009 and January 21,2010. It will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
- On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Martin Medina Family Trust UTD 6/30/94"