Filing Details
- Accession Number:
- 0001127602-12-021813
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-05 17:12:11
- Reporting Period:
- 2012-07-02
- Filing Date:
- 2012-07-05
- Accepted Time:
- 2012-07-05 17:12:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100378 | Twin Disc Inc | TWIN | General Industrial Machinery & Equipment (3560) | 390667110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202941 | E Michael Batten | Twin Disc, Inc. 1328 Racine Street Racine WI 53403 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-02 | 32,000 | $3.61 | 459,172 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-02 | 17,000 | $18.53 | 442,172 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2012-07-02 | 32,000 | $0.00 | 32,000 | $3.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-08-02 | 2012-08-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,092 | Indirect | 401(k) |
| Common Stock | 605,954 | Indirect | As Trustee |
| Common Stock | 10,400 | Indirect | Beneficial Ownership |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.70. The reporting person undertakes to provide to Twin Disc, Incorporated, any security holder of Twin Disc, Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- As Trustee for Trusts for members of immediate family; Reporting person is also Trustee for Trusts of non-immediate family members holding 1,531,786 shares of common stock, for which Section 16 reporting is not required.
- Stock owned by spouse, Gloria S. Batten
Billionaire Hedge Funds
