Filing Details

Accession Number:
0001406297-12-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-03 13:05:45
Reporting Period:
2012-07-02
Filing Date:
2012-07-03
Accepted Time:
2012-07-03 12:05:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319327 Encore Bancshares Inc EBTX National Commercial Banks (6021) 760655696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406297 Bryan John King 301 Commerce Street
Suite 1600
Fort Worth TX 76102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-02 12,000 $12.00 85,076 No 4 M Direct
Common Stock Disposition 2012-07-02 85,076 $20.62 0 No 4 S Direct
Common Stock Disposition 2012-07-02 449,100 $20.62 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-07-02 6,000 $12.00 6,000 $12.00
Common Stock Stock Option (right to buy) Disposition 2012-07-02 6,000 $12.00 6,000 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2007-05-01 2013-06-01 No 4 M Direct
0 2008-02-01 2014-02-01 No 4 M Direct
Footnotes
  1. On July 2, 2012, Encore Bancshares, Inc. ("Encore") consummated its merger with Cadence Bancorp, LLC ("Cadence") and EMS Sub I, Inc. ("Merger Sub") on the terms and conditions set forth in that certain Agreement and Plan of Merger, dated March 5, 2012, by and among the Encore, Cadence and Merger Sub. Under the Merger Agreement, outstanding director stock options held by Mr. King were deemed exercised effective July 2, 2012.
  2. Under the Merger Agreement, all of the issued and outstanding shares of Common Stock, including those beneficially owned by Mr. King, were acquired by Merger Sub for a purchase price of $20.62 per share in cash effective July 2, 2012.
  3. Represents securities held by LKCM Private Discipline Master Fund, SPC (PDP) and LKCM Micro-Cap Partnership, L.P. (Micro). Luther King Capital Management Corporation is the investment manager for PDP and Micro. LKCM Private Discipline Management, L.P. holds the management shares of PDP. LKCM Alternative Management, LLC (LKCM Alternative) is the general partner of PDP Management, and Mr. King is a controlling member of LKCM Alternative. LKCM Micro-Cap Management, L.P. (MC Management) is the general partner of Micro, and Mr. King is a controlilng member of MC Management. Mr. King expressly disclaims beneficial ownership of the securities held by PDP and Micro, expect to the extent of his pecuniary interest therein.