Filing Details
- Accession Number:
- 0001181431-12-038699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-02 14:28:19
- Reporting Period:
- 2012-06-29
- Filing Date:
- 2012-07-02
- Accepted Time:
- 2012-07-02 13:28:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6845 | Apogee Enterprises Inc. | APOG | Glass Products, Made Of Purchased Glass (3231) | 410919654 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1159191 | Robert Gary Johnson | 4400 West 78Th Street Suite 520 Minneapolis MN 55435 | Treasurer & Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-29 | 1,000 | $9.15 | 44,570 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-29 | 1,000 | $16.11 | 43,570 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2012-06-29 | 1,000 | $0.00 | 1,000 | $9.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-04-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,053 | Indirect | 401(k) Plan |
| Common Stock | 500 | Indirect | IRA |
Footnotes
- Includes shares acquired under the ESPP as of 3/31/12 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
- Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/12 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $16.11 to $16.121. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Currently 100% exercisable.
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