Filing Details
- Accession Number:
- 0001513905-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-03 21:24:59
- Reporting Period:
- 2012-07-03
- Filing Date:
- 2012-07-03
- Accepted Time:
- 2012-07-03 20:24:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513905 | Jonathan Corr | C/O Ellie Mae, Inc. 4155 Hopyard Road, Suite 200 Pleasanton CA 94588 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-03 | 28,255 | $1.38 | 55,845 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-03 | 28,255 | $17.00 | 27,590 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-07-03 | 16,666 | $1.38 | 44,256 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-03 | 16,666 | $17.00 | 27,590 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-07-03 | 5,079 | $1.38 | 32,669 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-03 | 5,079 | $17.00 | 27,590 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-07-03 | 28,255 | $0.00 | 28,255 | $1.38 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-07-03 | 5,079 | $0.00 | 5,079 | $1.38 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-07-03 | 16,666 | $0.00 | 16,666 | $1.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-22 | No | 4 | M | Direct | |
19,115 | 2015-10-27 | No | 4 | M | Direct | |
0 | 2017-02-22 | No | 4 | M | Direct |
Footnotes
- Underlying stock option exercised and resulting shares sold in connection with the Issuer's public offering pursuant to the Issuer's S-3 Registration Statement (Commission File No. 333-181980).
- Reflects a 1-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-166438).
- 100% of the shares subject to the option are fully vested and exercisable.
- The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.