Filing Details
- Accession Number:
- 0001225208-12-015866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-03 20:26:01
- Reporting Period:
- 2012-07-02
- Filing Date:
- 2012-07-03
- Accepted Time:
- 2012-07-03 19:26:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392171 | M Kevin Gilligan | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | Vp, Global Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-07-02 | 3,000 | $30.35 | 10,932 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,989 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $22.27 | 2021-01-20 | 15,822 | 15,822 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $28.40 | 2022-01-26 | 14,278 | 14,278 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $16.02 | 2015-12-01 | 11,184 | 11,184 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $14.49 | 2014-12-02 | 12,232 | 12,232 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $13.65 | 2013-12-03 | 6,809 | 6,809 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $20.57 | 2019-12-03 | 14,322 | 14,322 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | 6,431 | 6,431 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $14.15 | 2018-12-04 | 33,644 | 33,644 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $26.65 | 2017-12-06 | 14,200 | 14,200 | Direct | |
| Common Stock | Phantom Units | $0.00 | 294 | 294 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 2012-01-20 | 4,438 | 4,438 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2012-12-03 | 2,074 | 2,074 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-20 | 15,822 | 15,822 | Direct |
| 2022-01-26 | 14,278 | 14,278 | Direct |
| 2015-12-01 | 11,184 | 11,184 | Direct |
| 2014-12-02 | 12,232 | 12,232 | Direct |
| 2013-12-03 | 6,809 | 6,809 | Direct |
| 2019-12-03 | 14,322 | 14,322 | Direct |
| 2016-12-04 | 6,431 | 6,431 | Direct |
| 2018-12-04 | 33,644 | 33,644 | Direct |
| 2017-12-06 | 14,200 | 14,200 | Direct |
| 294 | 294 | Direct | |
| 2012-01-20 | 4,438 | 4,438 | Direct |
| 2012-12-03 | 2,074 | 2,074 | Direct |
Footnotes
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $30.28 to $30.383. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
- 2000 Stock Incentive Plan: This option is 100% vested.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
- Amended and Restated 2000 Stock Incentive Plan: This option is 100% vested.
- Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
- Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
- Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
- Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
- Amended and Restated 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 20, 2012.
- Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on December 3, 2010.
- Amended and Restated 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan.
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