Filing Details
- Accession Number:
- 0001179110-12-011058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-03 14:10:38
- Reporting Period:
- 2012-06-30
- Filing Date:
- 2012-07-03
- Accepted Time:
- 2012-07-03 13:10:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533911 | Brian Totty | C/O Groupon, Inc. 600 West Chicago Avenue, Suite 620 Chicago IL 60654 | Svp- Engineering & Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-06-30 | 10,960 | $0.00 | 671,584 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-06-30 | 4,021 | $10.63 | 667,563 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2012-07-02 | 18,000 | $10.43 | 649,563 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2012-06-30 | 10,960 | $0.00 | 10,960 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
186,320 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 320,000 | 320,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
320,000 | 320,000 | Direct |
Footnotes
- Each restricted stock unit on this line represents a contingent right to receive one share of Class A Common Stock.
- Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
- Sale of Class A Common Stock made pursuant to a 10b5-1 plan entered into on May 29, 2012.
- In November 2010, Mr. Totty received an award of 394,560 restricted stock units, which vest in equal increments over thirty-six months beginning on December 31, 2010, subject to his continued employment with the Company through each vesting date.
- In March 2012, Mr. Totty received an award of 320,000 restricted stock units, which vest in equal increments over sixteen quarters beginning on March 14, 2014, subject to his continued employment with the Company through each vesting date.