Filing Details
- Accession Number:
- 0001179110-12-010990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-02 17:53:17
- Reporting Period:
- 2012-06-29
- Filing Date:
- 2012-07-02
- Accepted Time:
- 2012-07-02 16:53:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1157601 | Synta Pharmaceuticals Corp | SNTA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325713 | Bruce Kovner | C/O Caxton Corporation 731 Alexander Road, Bldg 2 Princeton NJ 08540 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-29 | 910,000 | $5.45 | 6,816,048 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-06-29 | 1,900,000 | $0.00 | 4,916,048 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-06-29 | 475,000 | $0.00 | 475,000 | No | 5 | G | Indirect | By Kovner 2012-A Synta Investment Trust |
Common Stock | Acquisiton | 2012-06-29 | 475,000 | $0.00 | 475,000 | No | 5 | G | Indirect | By Kovner 2012-B Synta Investment Trust |
Common Stock | Acquisiton | 2012-06-29 | 475,000 | $0.00 | 475,000 | No | 5 | G | Indirect | By Kovner 2012-C Synta Investment Trust |
Common Stock | Acquisiton | 2012-06-29 | 475,000 | $0.00 | 475,000 | No | 5 | G | Indirect | By Kovner 2012-D Synta Investment Trust |
Common Stock | Acquisiton | 2012-07-01 | 7,312 | $0.00 | 4,923,360 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-07-01 | 914 | $0.00 | 4,924,274 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-07-01 | 914 | $0.00 | 4,925,188 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Kovner 2012-A Synta Investment Trust |
No | 5 | G | Indirect | By Kovner 2012-B Synta Investment Trust |
No | 5 | G | Indirect | By Kovner 2012-C Synta Investment Trust |
No | 5 | G | Indirect | By Kovner 2012-D Synta Investment Trust |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | Acquisiton | 2012-07-01 | 10,000 | $0.00 | 10,000 | $5.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2022-07-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 125,000 | Indirect | By Kovner 2011-A Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-B Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-C Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-D Investment Trust |
Common Stock | 7,761,716 | Indirect | By CxSynta LLC |
Common Stock | 125,000 | Indirect | By Kovner 2011-A Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-B Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-C Investment Trust |
Common Stock | 125,000 | Indirect | By Kovner 2011-D Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-A Synta Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-B Synta Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-C Synta Investment Trust |
Common Stock | 475,000 | Indirect | By Kovner 2012-D Synta Investment Trust |
Common Stock | 7,761,716 | Indirect | By CxSynta LLC |
Footnotes
- The shares were purchased in multiple transactions at prices ranging from $4.96 to $5.64 per share. The price reported above is the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the staff of the SEC, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth above.
- The name of the trust reported above corrects a typographical error contained in the name of the trust reported in the Reporting Person's Form 4 filed on January 10, 2012.
- These shares are owned directly by CxSynta LLC and indirectly by the Reporting Person as sole shareholder of Caxton Corporation, the managing member of CxSynta LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Represents a restricted stock grant subject to the Issuer's lapsing forfeiture right, which lapses as to 25% of the shares on each of September 30, 2012, December 31, 2012, March 31, 2013 and June 30, 2013, provided the Reporting Person continues to serve as a director of the Issuer on such date.
- Represents a restricted stock grant subject to the Issuer's lapsing forfeiture right, which lapses as to 25% of the shares on each of September 30, 2012, December 31, 2012, March 31, 2013 and June 30, 2013, provided the Reporting Person continues to serve as a member of the Compensation Committee of the Board of Directors of the Issuer on such date.
- Represents a restricted stock grant subject to the Issuer's lapsing forfeiture right, which lapses as to 25% of the shares on each of September 30, 2012, December 31, 2012, March 31, 2013 and June 30, 2013, provided the Reporting Person continues to serve as a member of the Nominating and Governance Committee of the Board of Directors of the Issuer on such date.
- The option vests as to 25% of the shares on each of September 30, 2012, December 31, 2012, March 31, 2013 and June 30, 2013, provided the Reporting Person continues to serve as a director of the Issuer on such date.