Filing Details

Accession Number:
0000014693-12-000093
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-03 18:02:43
Reporting Period:
2012-06-29
Filing Date:
2012-07-03
Accepted Time:
2012-07-03 17:02:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543144 Brown Brooke Barzun 850 Dixie Hwy
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Disposition 2012-06-29 100,230 $96.98 3,887,215 No 4 J Indirect Hebe Three Limited Partnership
Class B Common Disposition 2012-06-29 65,200 $97.01 3,822,015 No 4 S Indirect Hebe Three Limited Partnership
Class B Common Disposition 2012-07-02 99,210 $96.93 3,722,805 No 4 S Indirect Hebe Three Limited Partnership
Class B Common Disposition 2012-07-02 1,590 $97.62 3,721,215 No 4 S Indirect Hebe Three Limited Partnership
Class B Common Disposition 2012-07-03 28,245 $96.59 3,692,970 No 4 S Indirect Hebe Three Limited Partnership
Class B Common Disposition 2012-07-03 755 $97.04 3,692,215 No 4 S Indirect Hebe Three Limited Partnership
Class B Common Acquisiton 2012-06-29 100,231 $96.98 4,469,094 No 4 J Indirect Olympus Three, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect Hebe Three Limited Partnership
No 4 S Indirect Hebe Three Limited Partnership
No 4 S Indirect Hebe Three Limited Partnership
No 4 S Indirect Hebe Three Limited Partnership
No 4 S Indirect Hebe Three Limited Partnership
No 4 S Indirect Hebe Three Limited Partnership
No 4 J Indirect Olympus Three, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common 83,226 Direct
Class B Common 237 Indirect Spouse
Class B Common 33,178 Indirect BBB Revocable Trust
Class B Common 16,886 Indirect Hackberry Manor LP
Class B Common 13,257 Indirect Hackberry II LP
Class B Common 3,295 Indirect Hackberry 2007 LP
Class B Common 125 Indirect UTMA
Class B Common 375 Indirect UTMA
Class B Common 375 Indirect UTMA
Class B Common 1,320 Indirect Owsley Brown II IRA
Class B Common 26,298 Indirect CLB Grandchildren Eq. Tr.
Class B Common 8,597 Indirect Eleanor Lee Trusts
Class B Common 364 Indirect Hebe Exempt Trust
Class B Common 12,800 Indirect Longview Charitable LP
Class B Common 405 Indirect Trust fbo child
Class B Common 1,041 Indirect Trust fbo child
Class B Common 1,041 Indirect Trust fbo child
Class B Common 245 Indirect Trust fbo children
Class B Common 3,406 Indirect Trust fbo Brooke Barzun
Footnotes
  1. On June 29, 2012, Hebe Three Limited Partnership redeemed limited partnership units held by Olympus Three, LLC. The reporting person disclaims beneficial ownership of all shares held by such entities except to the extent of his pecuniary interest therein.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.50 to $97.4425, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.46 to $97.43, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.47 to $97.92, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.99, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.14, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.