Filing Details

Accession Number:
0000014693-12-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-28 22:03:36
Reporting Period:
2012-06-26
Filing Date:
2012-06-28
Accepted Time:
2012-06-28 21:03:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542909 Lee Christina Brown 850 Dixie Hwy
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2012-06-28 844,899 $0.00 0 No 4 J Indirect Hebe Three Limited Partnership
Class A Common Disposition 2012-06-26 5,725 $90.48 0 No 4 S Indirect Driftwood Holdings Three, LLC
Class B Common Disposition 2012-06-27 310,977 $95.37 3,976,413 No 4 S Indirect Hebe Three Limited Partnership
Class B Common Disposition 2012-06-28 3,976,413 $0.00 0 No 4 J Indirect Hebe Three Limited Partnership
Class B Common Disposition 2012-06-26 1,498 $92.97 0 No 4 S Indirect Driftwood Holdings Three, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect Hebe Three Limited Partnership
No 4 S Indirect Driftwood Holdings Three, LLC
No 4 S Indirect Hebe Three Limited Partnership
No 4 J Indirect Hebe Three Limited Partnership
No 4 S Indirect Driftwood Holdings Three, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 171,800 Direct
Class A Common 336,517 Indirect Owsley Brown II 1994 GRAT
Class A Common 544,084 Indirect Owsley Brown II 2001 GRAT
Class A Common 198,032 Indirect Owsley Brown II 2002 GRAT
Class A Common 45,143 Indirect Trust u/a Owsley Brown III
Class A Common 2,220,077 Indirect Olympus Three, LLC
Class B Common 42,793 Direct
Class B Common 1,320 Indirect Owsley Brown II IRA
Class B Common 84,129 Indirect Owsley Brown II 1994 GRAT
Class B Common 140,482 Indirect Owsley Brown II 2001 GRAT
Class B Common 52,643 Indirect Owsley Brown II 2002 GRAT
Class B Common 4,368,864 Indirect Olympus Three, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Non-Qualified Stock Option (Right To Buy) Class B Common $30.18 2006-05-01 2013-04-30 102,960 102,960 Direct
Non-Qualified Stock Option (Right To Buy) Class B Common $35.83 2007-05-01 2014-04-30 82,386 82,386 Direct
Stock Appreciation Right Class B Common $53.62 2007-11-15 2017-04-30 3,332 3,332 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-04-30 102,960 102,960 Direct
2014-04-30 82,386 82,386 Direct
2017-04-30 3,332 3,332 Direct
Footnotes
  1. Adjusted to reflect change in form of ownership. On June 1, 2012, Hebe Limited Partnership contributed a pro rata portion of its Class A and Class B shares to Hebe Three Limited Partnership, with no change in the pecuniary interests therein.
  2. The reporting person elected to report a pecuniary interest in the Hebe Three LP held by an estate for which she was appointed administrator in October 2011. On June 28, 2012, the estate's interest in the Hebe Three LP was redeemed.
  3. Represents sale of the reporting person's pecuniary interest in Driftwood Holding Three, LLC.
  4. Represents transfer of shares in payment of a debt.