Filing Details
- Accession Number:
- 0000014693-12-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-28 22:03:36
- Reporting Period:
- 2012-06-26
- Filing Date:
- 2012-06-28
- Accepted Time:
- 2012-06-28 21:03:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1542909 | Lee Christina Brown | 850 Dixie Hwy Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Disposition | 2012-06-28 | 844,899 | $0.00 | 0 | No | 4 | J | Indirect | Hebe Three Limited Partnership |
Class A Common | Disposition | 2012-06-26 | 5,725 | $90.48 | 0 | No | 4 | S | Indirect | Driftwood Holdings Three, LLC |
Class B Common | Disposition | 2012-06-27 | 310,977 | $95.37 | 3,976,413 | No | 4 | S | Indirect | Hebe Three Limited Partnership |
Class B Common | Disposition | 2012-06-28 | 3,976,413 | $0.00 | 0 | No | 4 | J | Indirect | Hebe Three Limited Partnership |
Class B Common | Disposition | 2012-06-26 | 1,498 | $92.97 | 0 | No | 4 | S | Indirect | Driftwood Holdings Three, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Hebe Three Limited Partnership |
No | 4 | S | Indirect | Driftwood Holdings Three, LLC |
No | 4 | S | Indirect | Hebe Three Limited Partnership |
No | 4 | J | Indirect | Hebe Three Limited Partnership |
No | 4 | S | Indirect | Driftwood Holdings Three, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common | 171,800 | Direct | |
Class A Common | 336,517 | Indirect | Owsley Brown II 1994 GRAT |
Class A Common | 544,084 | Indirect | Owsley Brown II 2001 GRAT |
Class A Common | 198,032 | Indirect | Owsley Brown II 2002 GRAT |
Class A Common | 45,143 | Indirect | Trust u/a Owsley Brown III |
Class A Common | 2,220,077 | Indirect | Olympus Three, LLC |
Class B Common | 42,793 | Direct | |
Class B Common | 1,320 | Indirect | Owsley Brown II IRA |
Class B Common | 84,129 | Indirect | Owsley Brown II 1994 GRAT |
Class B Common | 140,482 | Indirect | Owsley Brown II 2001 GRAT |
Class B Common | 52,643 | Indirect | Owsley Brown II 2002 GRAT |
Class B Common | 4,368,864 | Indirect | Olympus Three, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Non-Qualified Stock Option (Right To Buy) | Class B Common | $30.18 | 2006-05-01 | 2013-04-30 | 102,960 | 102,960 | Direct |
Non-Qualified Stock Option (Right To Buy) | Class B Common | $35.83 | 2007-05-01 | 2014-04-30 | 82,386 | 82,386 | Direct |
Stock Appreciation Right | Class B Common | $53.62 | 2007-11-15 | 2017-04-30 | 3,332 | 3,332 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-04-30 | 102,960 | 102,960 | Direct |
2014-04-30 | 82,386 | 82,386 | Direct |
2017-04-30 | 3,332 | 3,332 | Direct |
Footnotes
- Adjusted to reflect change in form of ownership. On June 1, 2012, Hebe Limited Partnership contributed a pro rata portion of its Class A and Class B shares to Hebe Three Limited Partnership, with no change in the pecuniary interests therein.
- The reporting person elected to report a pecuniary interest in the Hebe Three LP held by an estate for which she was appointed administrator in October 2011. On June 28, 2012, the estate's interest in the Hebe Three LP was redeemed.
- Represents sale of the reporting person's pecuniary interest in Driftwood Holding Three, LLC.
- Represents transfer of shares in payment of a debt.