Filing Details
- Accession Number:
- 0001127602-12-020736
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-26 14:24:15
- Reporting Period:
- 2012-06-22
- Filing Date:
- 2012-06-26
- Accepted Time:
- 2012-06-26 13:24:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323987 | M Kathleen Rooney | Tompkins Financial Corporation P O Box 460 Ithaca NY 14851 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-22 | 995 | $37.28 | 3,439 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-06-22 | 116 | $37.28 | 3,555 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-22 | 1,111 | $37.43 | 2,444 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2012-06-22 | 995 | $0.00 | 995 | $37.27 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-06-22 | 116 | $0.00 | 116 | $37.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,351 | 2017-11-29 | No | 4 | M | Direct | |
38 | 2017-11-29 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in six annual installments commencing two years after the date of the grant.