Filing Details
- Accession Number:
- 0001209191-10-044375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-30 15:10:21
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-30
- Accepted Time:
- 2010-08-30 15:10:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138804 | Unica Corp | UNCA | Services-Prepackaged Software (7372) | 043174345 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429422 | Paul Mcnulty | 170 Tracer Lane Waltham MA 01867 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-08-13 | 2,500 | $20.77 | 49,319 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-13 | 10,700 | $20.77 | 38,619 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-13 | 4,000 | $20.77 | 34,619 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-13 | 6,000 | $20.77 | 28,619 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2010-08-13 | 2,500 | $0.01 | 2,500 | $6.46 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2010-08-13 | 10,700 | $0.01 | 10,700 | $6.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,200 | 2014-03-07 | No | 4 | M | Direct | |
| 9,300 | 2015-12-03 | No | 4 | M | Direct |
Footnotes
- All sales reported on this Form were made pursuant to a Rule 10b5-1 trading plan effective June 11, 2010
- The options will vest over a four year period, 12.5% vesting on June 1, 2008, and thereafter at a rate of 6.25% per quarter.
- The options will vest over a four year period, 12.5% vesting on June 1, 2009, and thereafter at a rate of 6.25% per quarter.
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