Filing Details

Accession Number:
0001181431-10-044721
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-27 21:29:40
Reporting Period:
2010-08-25
Filing Date:
2010-08-27
Accepted Time:
2010-08-27 21:29:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429418 P Christopher Bowers C/O Applied Materials, Inc.
3050 Bowers Av, M/S 2023 P.o. Box 58039
Santa Clara CA 95054
Group Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-25 150,000 $8.58 264,782 No 4 M Direct
Common Stock Disposition 2010-08-25 150,000 $10.52 114,782 No 4 S Direct
Common Stock Disposition 2010-08-25 24,782 $10.52 90,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-08-25 150,000 $0.00 150,000 $8.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
450,000 2014-03-09 No 4 M Direct
Footnotes
  1. Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date).
  2. 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).