Filing Details
- Accession Number:
- 0001181431-10-044721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-27 21:29:40
- Reporting Period:
- 2010-08-25
- Filing Date:
- 2010-08-27
- Accepted Time:
- 2010-08-27 21:29:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429418 | P Christopher Bowers | C/O Applied Materials, Inc. 3050 Bowers Av, M/S 2023 P.o. Box 58039 Santa Clara CA 95054 | Group Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-25 | 150,000 | $8.58 | 264,782 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-25 | 150,000 | $10.52 | 114,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-25 | 24,782 | $10.52 | 90,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-08-25 | 150,000 | $0.00 | 150,000 | $8.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
450,000 | 2014-03-09 | No | 4 | M | Direct |
Footnotes
- Number of shares includes 90,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (1) 40,000 performance shares are scheduled to vest in two equal annual installments beginning 3/1/2011 and (b) provided specified performance goals are achieved, 50,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/2010 (all vesting is subject to continued employment through each vest date).
- 200,000 shares became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date).