Filing Details
- Accession Number:
- 0001002225-10-000106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 14:21:26
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 14:21:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1290235 | P John Brennan | 600 Townsend Street San Francisco CA 94103 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-28 | 208 | $32.78 | 6,460 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-11-30 | 191 | $35.82 | 6,651 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-12-02 | 2,288 | $18.25 | 8,939 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-02 | 2,288 | $52.33 | 6,651 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-12-02 | 2,288 | $52.33 | 2,288 | $18.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
Footnotes
- Shares acquired through the 2005 Employee Stock Purchase Plan on 5/28/2010
- Shares acquired through the 2005 Employee Stock Purchase Plan on 11/30/2010