Filing Details
- Accession Number:
- 0001225208-10-026311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 14:02:51
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 14:02:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010262 | E Gregory Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Acquisiton | 2010-12-01 | 1,944 | $0.00 | 606,769 | No | 4 | A | Direct | |
| Common Stock, Par Value $.10 | Disposition | 2010-12-02 | 15,000 | $119.44 | 591,769 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.10 | 18,638 | Indirect | As a Trustee for Minor Child |
| Common Stock, Par Value $.10 | 1,462 | Indirect | By 401(k) |
| Common Stock, Par Value $.10 | 910,000 | Indirect | By Limited Partnership |
| Common Stock, Par Value $.10 | 4,821 | Indirect | By Spouse |
| Common Stock, Par Value $.10 | 2,700 | Indirect | By Trust |
Footnotes
- On November 4, 2009, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. Certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2010 were achieved resulting in the acquisition on December 1, 2010 of the amount of vested shares reported in Column 4.
- Not applicable.
- Of the amount of securities beneficially owned, 62,007 shares represent unvested awards of restricted stock.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.40 to $119.485, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares are held by the Reporting Person as trustee for the Reporting Person's minor children. The Reporting Person disclaims any beneficial ownership of such shares.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of October 11, 2010.
- Shares are held by a member of the Reporting Person's immediate family. The Reporting Person disclaims any beneficial ownership of such shares.
- Business trust for the benefit of the Reporting Person and the Reporting Person's children.
Billionaire Hedge Funds
