Filing Details
- Accession Number:
- 0001079023-10-000212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 13:43:26
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 13:43:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183258 | E Gary Dickerson | 35 Dory Road Gloucester MA 01930 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-01 | 36,882 | $32.85 | 148,288 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-02 | 40,000 | $14.21 | 188,288 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-02 | 40,000 | $32.90 | 148,288 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-02 | 40,000 | $32.90 | 40,000 | $14.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,891 | 2005-10-18 | 2011-10-18 | No | 4 | M | Direct |
Footnotes
- The Options were granted on October 18, 2004 and will vest as to one-third (1/3) one year from the grant date, and the remaining two-thirds (2/3) will vest in eight (8) equal quarterly installments until one hundred percent (100%) of the shares have vested on October 18, 2007.