Filing Details
- Accession Number:
- 0001025835-10-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 12:50:41
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 12:50:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025835 | Enterprise Financial Services Corp | EFSC | State Commercial Banks (6022) | 431706259 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1500312 | J Robert Witterschein | 150 N. Meramec St. Louis MO 63105 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-02 | 1,000 | $10.21 | 1,000 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Settled Stock Appreciation Rights | $10.14 | 2011-08-02 | 2020-08-02 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-08-02 | 20,000 | 20,000 | Direct |
Billionaire Hedge Funds
