Filing Details
- Accession Number:
- 0001079023-10-000210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-03 11:53:44
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-03
- Accepted Time:
- 2010-12-03 11:53:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447342 | J Gary Rosen | 35 Dory Road Gloucester MA 01930 | Vice President Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-01 | 6,875 | $23.77 | 52,287 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 6,875 | $32.70 | 45,412 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 5,750 | $17.08 | 51,162 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 5,750 | $32.70 | 45,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-01 | 5,750 | $32.70 | 5,750 | $17.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-01 | 6,875 | $32.70 | 6,875 | $23.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,500 | 2009-11-24 | 2015-11-24 | No | 4 | M | Direct |
| 10,000 | 2007-08-18 | 2013-08-18 | No | 4 | M | Direct |
Footnotes
- The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
- The Options were granted on August 18, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on March 18, 2010.
Billionaire Hedge Funds
