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Home > Insider Trading > Filing (0001209191-10-058104)

Filing Details

Accession Number:: 0001209191-10-058104
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-12-02 19:25:19
Reporting Period:: 2010-11-30

Filing Date:: 2010-12-02
Accepted Time:: 2010-12-02 19:25:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
948708	Smith Micro Software Inc	SMSI	Services-Prepackaged Software (7372)	330029027

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1336100	Jonathan Kahn	51 Columbia Aliso Viejo CA 92656	Evp - Productivity & Graphics	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-11-30	10,000	$12.55	155,036	No	4	M	Direct
Common Stock	Acquisiton	2010-12-01	10,000	$12.55	155,036	No	4	M	Direct
Common Stock	Disposition	2010-11-30	10,000	$14.94	155,036	No	4	S	Direct
Common Stock	Disposition	2010-12-01	10,000	$15.08	155,036	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-11-30	10,000	$12.55	10,000	$12.55
Common Stock	Employee Stock Option (right to buy)	Disposition	2010-12-01	10,000	$12.55	10,000	$12.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
80,000		2017-02-18	No	4	M	Direct
80,000		2017-02-18	No	4	M	Direct

Footnotes

25% Exercisable on 02/19/2008; balance exercisable in 36 successive equal monthly installments