Filing Details
- Accession Number:
- 0001225208-10-026209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 18:13:25
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 18:13:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184192 | I Thomas Rogan | One Financial Plaza Hartford CT 06101 | Vice President, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-01 | 36,406 | $38.50 | 54,316 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 13,594 | $38.50 | 67,910 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 2,971 | $78.26 | 64,939 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-12-01 | 6,688 | $78.26 | 58,251 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-12-01 | 7,957 | $78.26 | 50,294 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-12-01 | 17,910 | $78.26 | 32,384 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-12-02 | 100 | $79.17 | 32,284 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-02 | 100 | $79.17 | 32,184 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-02 | 100 | $79.17 | 32,084 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-02 | 506 | $79.17 | 31,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-02 | 1,594 | $79.16 | 29,984 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-02 | 2,600 | $79.17 | 27,384 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-02 | 4,474 | $79.10 | 22,910 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-02 | 5,000 | $79.19 | 17,910 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-01 | 13,594 | $0.00 | 13,594 | $38.50 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-01 | 36,406 | $0.00 | 36,406 | $38.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
86,406 | 2004-04-26 | 2011-04-25 | No | 4 | M | Direct |
50,000 | 2004-04-26 | 2011-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (Career Restricted) | 4,960 | Direct | |
Common Stock | 11,273 | Indirect | By Savings Plan Trustee |