Filing Details
- Accession Number:
- 0001209191-10-058052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 18:11:45
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 18:11:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311173 | Michael Johnson | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-30 | 692 | $0.00 | 340,320 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2010-12-01 | 122,061 | $10.56 | 462,381 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 86,585 | $69.19 | 375,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-01 | 9,100 | $69.99 | 366,696 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2010-12-01 | 122,061 | $0.00 | 122,061 | $10.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
122,061 | 2013-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 55,000 | Indirect | Beneficially owned through Spouse's GRAT |
Common Stock | 55,000 | Indirect | Beneficially owned through GRAT |
Common Stock | 56,561 | Indirect | Beneficially owned through Michael O. Johnson IRA |
Footnotes
- Consists of dividend equivalents accrued with respect to previous awards of restricted stock units granted under the Herbalife Ltd. 2005 Stock Incentive Plan.
- Sales made pursuant to a pre-existing 10b5-1(c) trading plan publicly disclosed by the Issuer on November 9, 2009, under the headline "Herbalife Chairman and CEO Implements Orderly Stock Trading Plan; Will Retain Half of Net Proceeds in Company Stock."
- This transaction was executed in multiple trades at prices ranging from $68.77 to $69.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $69.78 to $70.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were fully vested as of June 30, 2008.