Filing Details

Accession Number:
0001140361-10-047949
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-02 18:01:02
Reporting Period:
2010-12-01
Filing Date:
2010-12-02
Accepted Time:
2010-12-02 18:01:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064015 Ameritrans Capital Corp AMTC () 522102424
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187011 Michael Feinsod 50 Jericho Quadrangle
Suite 109
Jericho NY 11753
Ceo And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Acquisiton 2010-12-01 848,500 $1.21 1,078,755 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2010-12-01 66,250 $0.00 66,250 $6.44
Common Stock Warrants Acquisiton 2010-12-01 147,425 $0.00 114,475 $6.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,250 2010-12-01 2010-12-05 No 4 A Indirect
147,425 2010-12-01 2011-02-27 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.0001 Par Value 23,450 Indirect See footnote
Common Stock, $.0001 Par Value 14,000 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $6.44 2010-12-01 2010-12-05 2,500 2,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2010-12-05 2,500 2,500 Indirect
Footnotes
  1. This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons").
  2. All transactions reported herein were effected in one privately-negotiated transaction for an aggregate purchase price of $1,026,685. All purchases will be consummated on December 31, 2010.
  3. Represents securities held by Infinity Capital Partners, L.P. ("Infinity Partners"). Mr. Feinsod is the managing member of Infinity Capital, LLC, the general partner of Infinity Partners, and the managing member of Infinity Management, LLC, the investment manager of Infinity Partners. Each Reporting Person disclaims Section 16 beneficial ownership of such shares to the extent above his/its pecuniary interest therein.
  4. Represents shares held in Mr. Feinsod's IRA account.
  5. Represents securities held by Shoulda Partners L.P., of which Mr. Feinsod is the general partner. Mr. Feinsod disclaims Section 16 beneficial ownership of such shares to the extent above his pecuniary interest therein.