Filing Details
- Accession Number:
- 0001140361-10-047949
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 18:01:02
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 18:01:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064015 | Ameritrans Capital Corp | AMTC | () | 522102424 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187011 | Michael Feinsod | 50 Jericho Quadrangle Suite 109 Jericho NY 11753 | Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Acquisiton | 2010-12-01 | 848,500 | $1.21 | 1,078,755 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2010-12-01 | 66,250 | $0.00 | 66,250 | $6.44 |
Common Stock | Warrants | Acquisiton | 2010-12-01 | 147,425 | $0.00 | 114,475 | $6.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,250 | 2010-12-01 | 2010-12-05 | No | 4 | A | Indirect |
147,425 | 2010-12-01 | 2011-02-27 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.0001 Par Value | 23,450 | Indirect | See footnote |
Common Stock, $.0001 Par Value | 14,000 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $6.44 | 2010-12-01 | 2010-12-05 | 2,500 | 2,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2010-12-05 | 2,500 | 2,500 | Indirect |
Footnotes
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons").
- All transactions reported herein were effected in one privately-negotiated transaction for an aggregate purchase price of $1,026,685. All purchases will be consummated on December 31, 2010.
- Represents securities held by Infinity Capital Partners, L.P. ("Infinity Partners"). Mr. Feinsod is the managing member of Infinity Capital, LLC, the general partner of Infinity Partners, and the managing member of Infinity Management, LLC, the investment manager of Infinity Partners. Each Reporting Person disclaims Section 16 beneficial ownership of such shares to the extent above his/its pecuniary interest therein.
- Represents shares held in Mr. Feinsod's IRA account.
- Represents securities held by Shoulda Partners L.P., of which Mr. Feinsod is the general partner. Mr. Feinsod disclaims Section 16 beneficial ownership of such shares to the extent above his pecuniary interest therein.