Filing Details

Accession Number:
0001179110-10-016828
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-02 17:51:16
Reporting Period:
2010-11-30
Filing Date:
2010-12-02
Accepted Time:
2010-12-02 17:51:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887969 Mrv Communications Inc MRVC.PK Semiconductors & Related Devices (3674) 061340090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386979 M Charles Gillman 20415 Nordhoff Street
Chatsworth CA 91311
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-30 2,500 $1.64 3,396,052 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-30 7,500 $1.65 3,403,552 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-12-02 13,500 $1.65 3,417,052 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-12-02 11,500 $1.66 3,428,552 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Acquisiton 2010-12-01 36,080 $1.66 36,080 $1.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
113,811 2011-06-01 2020-12-01 No 4 A Direct
Footnotes
  1. Mr. Gillman is the sole portfolio manager for Boston Avenue Capital, LLC ("BAC") which directly owns 3,428,552 shares of MRV's common stock. Mr. Gillman has the right to vote the investments held by BAC and may be deemed to be the beneficial owner of the 3,428,552 shares owned by BAC. Mr. Gillman disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein.
  2. Options vest in six months from the date of grant on 06/01/2011. The options expire ten years from the date of grant.