Filing Details
- Accession Number:
- 0001179110-10-016828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 17:51:16
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 17:51:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887969 | Mrv Communications Inc | MRVC.PK | Semiconductors & Related Devices (3674) | 061340090 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1386979 | M Charles Gillman | 20415 Nordhoff Street Chatsworth CA 91311 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-30 | 2,500 | $1.64 | 3,396,052 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-30 | 7,500 | $1.65 | 3,403,552 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-12-02 | 13,500 | $1.65 | 3,417,052 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-12-02 | 11,500 | $1.66 | 3,428,552 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Acquisiton | 2010-12-01 | 36,080 | $1.66 | 36,080 | $1.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
113,811 | 2011-06-01 | 2020-12-01 | No | 4 | A | Direct |
Footnotes
- Mr. Gillman is the sole portfolio manager for Boston Avenue Capital, LLC ("BAC") which directly owns 3,428,552 shares of MRV's common stock. Mr. Gillman has the right to vote the investments held by BAC and may be deemed to be the beneficial owner of the 3,428,552 shares owned by BAC. Mr. Gillman disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein.
- Options vest in six months from the date of grant on 06/01/2011. The options expire ten years from the date of grant.