Filing Details
- Accession Number:
- 0001140361-10-047943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 17:29:09
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 17:29:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191188 | R Darren Jackson | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-01 | 1,029 | $66.15 | 214,564 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 7,500 | $24.55 | 222,064 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 7,500 | $65.95 | 214,564 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 113,190 | $25.81 | 327,754 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 73,793 | $66.15 | 253,961 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-12-01 | 7,500 | $0.00 | 7,500 | $24.55 |
| Common Stock | Stock Appreciation Right | Disposition | 2010-12-01 | 113,190 | $0.00 | 113,190 | $25.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-07-20 | No | 4 | M | Direct | |
| 56,595 | 2015-11-17 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld to satisfy a tax withholding obligation upon the vesting of restricted stock.
- The reported transaction reflects the exercise of stock options scheduled to expire in 2011 and the sale of the resulting shares and was completed in accordance with the reporting person's personal tax planning strategies. Following this transaction, Mr. Jackson retains a substantial ownership position in both beneficially owned stock and vested SARs, and his ownership currently fulfills and continues to exceed the Company's stock ownership guidelines for the CEO.
- The reported transaction reflects the exercise of SARs and satisfaction of the reporting person's tax withholding obligations in the form of shares resulting from the exercise.
- These shares became exercisable in three equal annual installments beginning on July 20, 2005.
- These shares became exercisable in three equal annual installments beginning on November 17, 2009.
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