Filing Details
- Accession Number:
- 0001209191-10-057940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 16:17:53
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 16:17:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265769 | H Gregory Boyce | Peabody Energy Corporation 701 Market Street St. Louis MO 63101 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-01 | 150,010 | $9.01 | 351,374 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 149,910 | $59.95 | 201,464 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-01 | 100 | $60.00 | 201,364 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-01 | 150,010 | $0.00 | 150,010 | $9.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-10-01 | 2013-10-01 | No | 4 | M | Direct |
Footnotes
- This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
- Includes 6,492 shares acquired pursuant to the Company's Employee Stock Purchase Plan.
- Not applicable.
- Does not include employee stock options with different expiration dates and exercise prices.
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