Filing Details
- Accession Number:
- 0001181431-10-058748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 16:13:10
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 16:13:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1420800 | Colfax Corp | CFX | Pumps & Pumping Equipment (3561) | 541887631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497767 | Keli Morrison | 8730 Stony Point Parkway, Suite 150 Richmond VA 23235 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2010-12-01 | 2,260 | $9.22 | 4,115 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2010-12-01 | 1,401 | $7.44 | 5,516 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2010-12-01 | 3,661 | $17.16 | 1,855 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Employee Stock Option (right to buy) | Disposition | 2010-12-01 | 2,260 | $0.00 | 2,260 | $9.22 |
| Common Stock, Par Value $.001 | Employee Stock Option (right to buy) | Disposition | 2010-12-01 | 1,401 | $0.00 | 1,401 | $7.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,129 | 2015-10-08 | No | 4 | M | Direct | |
| 2,800 | 2016-03-13 | No | 4 | M | Direct |
Footnotes
- The option vests in three equal installments beginning on the first anniversary of the October 8, 2008 grant date. 1,129 shares remain subject to future vesting.
- The option vests in three equal installments beginning on the first anniversary of the March 13, 2009 grant date. 2,800 shares remain subject to future vesting.
Billionaire Hedge Funds
