Filing Details
- Accession Number:
- 0001179110-10-016808
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 15:32:13
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 15:32:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291981 | Wendy Diddell | 40W267 Keslinger Road Lafox IL 60147 | Evp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-01 | 6,903 | $7.24 | 6,903 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 6,903 | $10.91 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 250 | $5.67 | 250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 250 | $10.91 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-01 | 6,903 | $0.00 | 6,903 | $7.24 |
| Common Stock | Employee Stock Option (Rigth to Buy) | Disposition | 2010-12-01 | 250 | $0.00 | 250 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,597 | 2010-10-09 | 2017-10-09 | No | 4 | M | Direct |
| 12,000 | 2010-10-13 | 2019-10-13 | No | 4 | M | Direct |
Footnotes
- The exercise and sale reported in the Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Partial exercise of an employee stock option of which 2,500 shares each vested on October 9, 2008, 2009, and 2010.
- Partial exercise of an employee option of which 3,000 shares vested on October 13, 2010.
Billionaire Hedge Funds
