Filing Details
- Accession Number:
- 0001181431-10-058657
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 14:24:49
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 14:24:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326526 | W James Benz | 66 Field Point Road Greenwich CT 06830 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2010-11-30 | 1,924 | $0.00 | 81,887 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2010-12-01 | 15,605 | $39.08 | 97,492 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2010-12-01 | 3,052 | $31.38 | 100,544 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2010-12-01 | 3,120 | $31.12 | 103,664 | No | 4 | A | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2010-12-01 | 20,777 | $48.81 | 82,887 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Acquisiton | 2010-11-30 | 2,849 | $0.00 | 2,849 | $47.49 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-12-01 | 15,605 | $0.00 | 15,605 | $39.08 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-12-01 | 3,052 | $0.00 | 3,052 | $31.38 |
Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-12-01 | 3,120 | $0.00 | 3,120 | $31.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,849 | 2015-11-29 | No | 4 | A | Direct | |
7,802 | 2013-05-26 | No | 4 | M | Direct | |
6,103 | 2014-08-30 | No | 4 | M | Direct | |
6,239 | 2014-11-29 | No | 4 | M | Direct |
Footnotes
- This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011.
- All shares are held in a joint account with spouse.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $48.64 to $49.02.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 27, 2009.
- This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning February 27, 2010.