Filing Details
- Accession Number:
- 0001209191-10-057862
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 13:52:40
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 13:52:40
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186581 | Elizabeth Mary Oflen Van | 1014 Vine Street Cincinnati OH 45202 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-30 | 4,000 | $17.31 | 27,136 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-30 | 8,000 | $23.50 | 19,136 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 4,500 | $23.00 | 23,636 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-01 | 4,500 | $24.00 | 19,136 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Disposition | 2010-11-30 | 4,000 | $0.00 | 4,000 | $17.31 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2010-12-01 | 4,500 | $0.00 | 4,500 | $23.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,000 | 2014-05-06 | No | 4 | M | Direct | |
| 0 | 2012-05-09 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2010.
- The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Billionaire Hedge Funds
