Filing Details
- Accession Number:
- 0000869986-10-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 13:27:15
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 13:27:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 869986 | Advanced Photonix Inc | API | Semiconductors & Related Devices (3674) | 330325826 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326565 | Robin Risser | 2925 Boardwalk Ann Arbor MI 48104 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Api Class A Common Stock | Acquisiton | 2010-11-30 | 22,266 | $1.17 | 980,599 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Api Class A Common Stock | API Class A Common Stock Warrants (right to buy) | Acquisiton | 2010-11-30 | 89,064 | $0.00 | 89,064 | $1.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 89,064 | 2010-11-30 | 2015-11-30 | No | 4 | P | Direct |
Footnotes
- Warrants are exercisable at any time up to and including the expiration date.
Billionaire Hedge Funds
