Filing Details
- Accession Number:
- 0001179110-10-016806
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-02 12:53:44
- Reporting Period:
- 2010-11-24
- Filing Date:
- 2010-12-02
- Accepted Time:
- 2010-12-02 12:53:44
- Original Submission Date:
- 2010-11-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291981 | Wendy Diddell | 40W267 Keslinger Road Lafox IL 60147 | Evp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-24 | 1,376 | $5.03 | 1,376 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-24 | 1,376 | $10.91 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-24 | 2,750 | $5.67 | 2,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-24 | 2,750 | $10.91 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-24 | 1,376 | $0.00 | 1,376 | $5.03 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-24 | 2,750 | $0.00 | 2,750 | $5.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2010-10-21 | 2018-10-21 | No | 4 | M | Direct |
| 12,250 | 2010-10-13 | 2019-10-13 | No | 4 | M | Direct |
Footnotes
- The options exercised were incorrectly identified in the reporting person's original Form 4 due to incorrect information provided by the reporting person's broker
- The exercise and sale reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person
- Partial exercise of an employee stock option of wich 3,000 shares each vested on October 21, 2009 and 2010
- Partial exercise of an employee stock option of which 3,000 shares vested on October 13, 2010
Billionaire Hedge Funds
