Filing Details
- Accession Number:
- 0001104659-10-060757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-01 18:08:06
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-01
- Accepted Time:
- 2010-12-01 18:08:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411158 | Anacor Pharmaceuticals Inc | ANAC | Pharmaceutical Preparations (2834) | 251854385 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352036 | P L Fund Annex Ii Aberdare | One Embarcadero Center Suite 4000 San Francisco CA 94111 | No | No | Yes | No | |
1418075 | Aberdare Ventures Ii (Bermuda), L.p. | One Embarcadero Center Suite 4000 San Francisco CA 94111 | No | No | Yes | No | |
1418078 | Aberdare Gp Ii, L.l.c. | One Embarcadero Center Suite 4000 San Francisco CA 94111 | No | No | Yes | No | |
1418079 | Aberdare Ventures Ii, L.p. | One Embarcadero Center Suite 4000 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-30 | 324,975 | $0.00 | 324,975 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-30 | 337,831 | $0.00 | 662,806 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-30 | 593,697 | $0.00 | 1,256,503 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-30 | 95,788 | $0.00 | 1,352,291 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-30 | 99,645 | $0.00 | 1,451,936 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-30 | 300,000 | $5.00 | 1,751,936 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2010-11-30 | 324,975 | $0.00 | 324,975 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2010-11-30 | 256,651 | $0.00 | 337,831 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2010-11-30 | 593,697 | $0.00 | 593,697 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2010-11-30 | 95,788 | $0.00 | 95,788 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2010-11-30 | 99,645 | $0.00 | 99,645 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A-1 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.
- The Series B Preferred Stock converted into Common Stock on the basis of 1.316 shares of Common Stock for one share of Series B Preferred Stock and had no expiration date.
- Consists of 7,203 shares held by Aberdare Ventures II, L.P. ("Aberdare Bermuda") and 317,772 shares held be Aberdare Ventures II, L.P. ("Aberdare II"). Aberdare GP II, L.L.C. ("Aberdare GP II") serves as the sole General Partner of Aberdare Bermuda and Aberdare II, and has sole voting and investment control over the shares owned by Aberdare Bermuda and Aberdare II, and may be deemed to own beneficially the shares held by Aberdare Bermuda and Aberdare II. Aberdare GP II however owns no securities of the Issuer directly. Paul H. Klingenstein ("Klingenstein") is the Manager of Aberdare GP II and has voting and dispositive power over the shares held by Aberdare Bermuda and Aberdare II. Klingenstein disclaims beneficial ownership of the reportable securities, except to the extent of his pecuniary interest therein. Klingenstein is a director of the Issuer and, accordingly, files separate Section 16 reports.
- Consists of 7,488 shares held by Aberdare Bermuda. and 330,343 shares held be Aberdare II. Aberdare GP II serves as the sole General Partner of Aberdare Bermuda and Aberdare II, and has sole voting and investment control over the shares owned by Aberdare Bermuda and Aberdare II, and may be deemed to own beneficially the shares held by Aberdare Bermuda and Aberdare II. Aberdare GP II however owns no securities of the Issuer directly. Klingenstein is the Manager of Aberdare GP II and has voting and dispositive power over the shares held by Aberdare Bermuda and Aberdare II. Klingenstein disclaims beneficial ownership of the reportable securities, except to the extent of his pecuniary interest therein. Klingenstein is a director of the Issuer and, accordingly, files separate Section 16 reports.
- Consists of 13,160 shares held by Aberdare Bermuda and 580,537 shares held be Aberdare II. Aberdare GP II serves as the sole General Partner of Aberdare Bermuda and Aberdare II, and has sole voting and investment control over the shares owned by Aberdare Bermuda and Aberdare II, and may be deemed to own beneficially the shares held by Aberdare Bermuda and Aberdare II. Aberdare GP II however owns no securities of the Issuer directly. Klingenstein is the Manager of Aberdare GP II and has voting and dispositive power over the shares held by Aberdare Bermuda and Aberdare II. Klingenstein disclaims beneficial ownership of the reportable securities, except to the extent of his pecuniary interest therein. Klingenstein is a director of the Issuer and, accordingly, files separate Section 16 reports.
- Consists of 2,123 shares held by Aberdare Bermuda and 93,665 shares held be Aberdare II. Aberdare GP II serves as the sole General Partner of Aberdare Bermuda and Aberdare II, and has sole voting and investment control over the shares owned by Aberdare Bermuda and Aberdare II, and may be deemed to own beneficially the shares held by Aberdare Bermuda and Aberdare II. Aberdare GP II however owns no securities of the Issuer directly. Klingenstein is the Manager of Aberdare GP II and has voting and dispositive power over the shares held by Aberdare Bermuda and Aberdare II. Klingenstein disclaims beneficial ownership of the reportable securities, except to the extent of his pecuniary interest therein. Klingenstein is a director of the Issuer and, accordingly, files separate Section 16 reports.
- Consists of 99,645 shares held by Aberdare II Annex Fund, L.P. ("Aberdare Annex"). Aberdare GP II serves as the sole General Partner of Aberdare Annex, and has sole voting and investment control over the shares owned by Aberdare Annex, and may be deemed to own beneficially the shares held by Aberdare Annex. Aberdare GP II however owns no securities of the Issuer directly. Klingenstein is the Manager of Aberdare GP II and has voting and dispositive power over the shares held by Aberdare Annex. Klingenstein disclaims beneficial ownership of the reportable securities, except to the extent of his pecuniary interest therein. Klingenstein is a director of the Issuer and, accordingly, files separate Section 16 reports.
- Consists of 300,000 shares held by Aberdare Annex. Aberdare GP II serves as the sole General Partner of Aberdare Annex, and has sole voting and investment control over the shares owned by Aberdare Annex, and may be deemed to own beneficially the shares held by Aberdare Annex. Aberdare GP II however owns no securities of the Issuer directly. Klingenstein is the Manager of Aberdare GP II and has voting and dispositive power over the shares held by Aberdare Annex. Klingenstein disclaims beneficial ownership of the reportable securities, except to the extent of his pecuniary interest therein. Klingenstein is a director of the Issuer and, accordingly, files separate Section 16 reports.