Filing Details
- Accession Number:
- 0001235110-10-000223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-01 16:38:50
- Reporting Period:
- 2010-12-01
- Filing Date:
- 2010-12-01
- Accepted Time:
- 2010-12-01 16:38:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307979 | W Michael Arthur | C/O Einstein Noah Restaurant Group, Inc. 555 Zang Street, Suite 300 Lakewood CO 80228 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-01 | 10,000 | $4.50 | 25,019 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-01 | 8,616 | $12.85 | 16,403 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-01 | 100 | $12.86 | 16,303 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-01 | 1,284 | $12.95 | 15,019 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2010-12-01 | 10,000 | $0.00 | 10,000 | $4.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-07-01 | 2011-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 34,633 | Indirect | By IRA |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.