Filing Details
- Accession Number:
- 0000930413-10-005907
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-01 16:37:05
- Reporting Period:
- 2010-11-29
- Filing Date:
- 2010-12-01
- Accepted Time:
- 2010-12-01 16:37:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372000 | Universal Power Group Inc. | UPG | Wholesale-Electrical Apparatus & Equipment, Wiring Supplies (5063) | 751288690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1333581 | Leslie Bernhard | C/O Universal Power Group, Inc. 1720 Hayden Road Carrollton TX 75006 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-29 | 5,000 | $1.97 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-29 | 5,000 | $3.52 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-30 | 5,000 | $1.97 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-30 | 5,000 | $3.36 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2010-11-29 | 5,000 | $0.00 | 5,000 | $1.97 |
| Common Stock | Options | Disposition | 2010-11-30 | 5,000 | $0.00 | 5,000 | $1.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2009-07-28 | 2019-07-27 | No | 4 | M | Direct |
| 0 | 2009-07-28 | 2019-07-27 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $4.48 | 2007-03-21 | 2016-12-19 | 10,000 | 10,000 | Direct |
| Common Stock | Options | $3.81 | 2008-08-12 | 2018-08-11 | 10,000 | 10,000 | Direct |
| Common Stock | Options | $3.47 | 2010-10-07 | 2020-10-06 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-12-19 | 10,000 | 10,000 | Direct |
| 2018-08-11 | 10,000 | 10,000 | Direct |
| 2020-10-06 | 10,000 | 10,000 | Direct |
Footnotes
- Not Applicable
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