Filing Details
- Accession Number:
- 0001209191-10-057548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-01 15:52:55
- Reporting Period:
- 2010-11-29
- Filing Date:
- 2010-12-01
- Accepted Time:
- 2010-12-01 15:52:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866609 | Ion Geophysical Corp | IO | Oil & Gas Field Exploration Services (1382) | 222286646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258571 | S Bruce Appelbaum | 2105 Citywest Boulevard Suite 400 Houston TX 77042-2839 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-29 | 20,000 | $4.90 | 64,471 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-29 | 10,000 | $4.11 | 74,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-29 | 30,000 | $7.00 | 44,471 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-01 | 12,000 | $0.00 | 56,471 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Acquisiton | 2010-11-29 | 20,000 | $0.00 | 20,000 | $4.90 |
| Common Stock | Option to purchase common stock | Acquisiton | 2010-11-29 | 10,000 | $0.00 | 10,000 | $4.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-08-04 | 2013-08-04 | No | 4 | M | Direct |
| 0 | 2005-11-03 | 2013-11-03 | No | 4 | M | Direct |
Footnotes
- Issued pursuant to the ION Geophysical Corporation 2004 Long-term Incentive Plan.
- All shares are held in a joint account with reporting persons spouse.
- In connection with cashless exercise of non-employee director stock option
Billionaire Hedge Funds
