Filing Details
- Accession Number:
- 0000927089-10-000307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-01 14:44:46
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-01
- Accepted Time:
- 2010-12-01 14:44:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493491 | Heritage Financial Group Inc | HBOS | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325817 | L James Stanley | C/O Heritage Financial Group, Inc. 721 North Westover Boulevard Albany GA 31707 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-30 | 10,000 | $10.00 | 10,000 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2010-11-30 | 15,510 | $0.00 | 25,510 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Acquisiton | 2010-11-30 | 23,071 | $0.00 | 23,071 | $14.97 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-11-30 | 23,071 | $0.00 | 23,071 | $14.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,071 | 2007-05-19 | 2016-05-19 | No | 4 | J | Direct |
23,071 | 2007-05-19 | 2016-05-19 | No | 4 | J | Direct |
Footnotes
- In accordance with the Plan of Conversion and Reorganization of Heritage, MHC, effective November 30, 2010, each outstanding share of common stock of Heritage Financial Group was exchanged for 0.8377 shares of Heritage Financial Group, Inc.'s common stock.
- In accordance with the Plan of Conversion and Reorganization of Heritage, MHC, effective November 30, 2010, each outstanding stock appreciation right and stock option for a share of common stock of Heritage Financial Group was exchanged for a stock appreciation right and stock option for 0.8377 shares of Heritage Financial Group, Inc.'s common stock, rounded down to the nearest share. The exercise price for Heritage Financial Group, Inc. stock appreciation right and stock option was determined by dividing the original exercise price of the exchanged Heritage Financial Group stock appreciation right and stock option by the 0.8377 exchange ratio, rounded up to the nearest whole cent. The Heritage Financial Group, Inc. stock appreciation rights and stock options continue to vest in five equal installments as noted in footnote 3.
- The stock appreciation rights and stock options were granted under the 2006 Equity Incentive Plan to vest in five equal annual installments beginning on May 19, 2007.
- The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.