Filing Details
- Accession Number:
- 0001209191-10-057471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-01 11:51:31
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-12-01
- Accepted Time:
- 2010-12-01 11:51:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246094 | Jr C Allyn Woodward | C/O Hercules Technology Growth Capital 400 Hamilton Ave., Suite 310 Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 Par Value | Acquisiton | 2010-11-30 | 2,000 | $9.97 | 118,202 | No | 4 | P | Direct | |
Common Stock $0.001 Par Value | Acquisiton | 2010-11-30 | 4,000 | $9.96 | 122,202 | No | 4 | P | Indirect | Acquired by reporting person's spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Acquired by reporting person's spouse |