Filing Details

Accession Number:
0000904454-10-000487
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-01 10:23:31
Reporting Period:
2010-11-29
Filing Date:
2010-12-01
Accepted Time:
2010-12-01 10:23:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375151 Zogenix Inc. ZGNX Pharmaceutical Preparations (2834) 205300780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207789 K Kathleen Schoemaker C/O Domain Associates, Llc
One Palmer Square
Princeton NJ 08542
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-29 2,064,781 $0.00 2,064,781 No 4 C Indirect By Domain Partners VII, L.P.
Common Stock Acquisiton 2010-11-29 1,232,861 $0.00 3,297,642 No 4 C Indirect By Domain Partners VII, L.P.
Common Stock Acquisiton 2010-11-29 873,800 $0.00 4,171,442 No 4 C Indirect By Domain Partners VII, L.P.
Common Stock Acquisiton 2010-11-29 2,310,589 $4.00 6,482,031 No 4 P Indirect By Domain Partners VII, L.P.
Common Stock Acquisiton 2010-11-29 35,215 $0.00 35,215 No 4 C Indirect By DP VII Associates, L.P.
Common Stock Acquisiton 2010-11-29 21,027 $0.00 56,242 No 4 C Indirect By DP VII Associates, L.P.
Common Stock Acquisiton 2010-11-29 14,903 $0.00 71,145 No 4 C Indirect By DP VII Associates, L.P.
Common Stock Acquisiton 2010-11-29 39,410 $4.00 110,555 No 4 P Indirect By DP VII Associates, L.P.
Common Stock Acquisiton 2010-11-29 9,894 $0.00 9,894 No 4 C Indirect By Domain Partners VI, L.P.
Common Stock Acquisiton 2010-11-29 106 $0.00 106 No 4 C Indirect By DP VI Associates, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Domain Partners VII, L.P.
No 4 C Indirect By Domain Partners VII, L.P.
No 4 C Indirect By Domain Partners VII, L.P.
No 4 P Indirect By Domain Partners VII, L.P.
No 4 C Indirect By DP VII Associates, L.P.
No 4 C Indirect By DP VII Associates, L.P.
No 4 C Indirect By DP VII Associates, L.P.
No 4 P Indirect By DP VII Associates, L.P.
No 4 C Indirect By Domain Partners VI, L.P.
No 4 C Indirect By DP VI Associates, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Preferred Stock Disposition 2010-11-29 2,064,781 $0.00 2,064,781 $0.00
Common Stock Series B Preferred Stock Disposition 2010-11-29 1,232,861 $0.00 1,232,861 $0.00
Common Stock Convertible Promissory Notes Disposition 2010-11-29 873,800 $0.00 873,800 $0.00
Common Stock Series A-1 Preferred Stock Disposition 2010-11-29 35,215 $0.00 35,215 $0.00
Common Stock Series B Preferred Stock Disposition 2010-11-29 21,027 $0.00 21,027 $0.00
Common Stock Convertible Promissory Notes Disposition 2010-11-29 14,903 $0.00 14,903 $0.00
Common Stock Series A-1 Preferred Stock Disposition 2010-11-29 9,894 $0.00 9,894 $0.00
Common Stock Series A-1 Preferred Stock Disposition 2010-11-29 106 $0.00 106 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. All outstanding shares of the Issuer's preferred stock were automatically converted into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration.
  2. All Convertible Promissory Notes, plus interest accrued thereon through the closing of the IPO, automatically converted into Common Stock upon the closing of the IPO, based on the IPO price of $4.00 per share.
  3. The Reporting Person also indirectly beneficially owns 11,000 shares of Common Stock held by Domain Associates, LLC. The Reporting Person is a Managing Member of (i) One Palmer Square Associates VII, LLC, which is the sole general partner of Domain Partners VII, L.P. and DP VII Associates, L.P., (ii) One Palmer Square Associates VI, LLC, which is the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P., and (iii) Domain Associates, LLC. Pursuant to Instruction (4)(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.