Filing Details
- Accession Number:
- 0001225208-10-025830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 19:41:08
- Reporting Period:
- 2010-11-30
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 19:41:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010262 | E Gregory Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Disposition | 2010-11-30 | 10,000 | $114.04 | 910,000 | No | 4 | S | Indirect | By Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 604,825 | Direct | |
Common Stock, Par Value $.10 | 18,638 | Indirect | As a Trustee for Minor Child |
Common Stock, Par Value $.10 | 1,462 | Indirect | By 401(k) |
Common Stock, Par Value $.10 | 4,821 | Indirect | By Spouse |
Common Stock, Par Value $.10 | 2,700 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.95 to $114.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Of the amount of securities beneficially owned, 86,646 shares represent unvested awards of restricted stock.
- Shares are held by the Reporting Person as trustee for the Reporting Person's minor children. The Reporting Person disclaims any beneficial ownership of such shares.
- Reporting person holds shares in Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of October 11, 2010.
- Shares are held by a member of the Reporting Person's immediate family. The Reporting Person disclaims any beneficial ownership of such shares.
- Business trust for the benefit of the Reporting Person and the Reporting Person's children.