Filing Details
- Accession Number:
- 0001179110-10-016725
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 18:28:25
- Reporting Period:
- 2010-11-19
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 18:28:25
- Original Submission Date:
- 2010-11-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887969 | Mrv Communications Inc | MRVC.PK | Semiconductors & Related Devices (3674) | 061340090 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1345051 | H Kenneth Stein Shubin | 20415 Nordhoff Street Chatsworth CA 91311 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-11-19 | 4,066 | $1.35 | 317,121 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-19 | 36,644 | $1.35 | 353,765 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-22 | 884 | $1.37 | 354,649 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-22 | 3,713 | $1.38 | 358,362 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-22 | 7,966 | $1.37 | 366,328 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-22 | 33,457 | $1.38 | 399,785 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-23 | 3,983 | $1.39 | 403,768 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-23 | 442 | $1.39 | 404,210 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-23 | 7,966 | $1.40 | 412,176 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-23 | 884 | $1.40 | 413,060 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-23 | 7,966 | $1.45 | 421,026 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-23 | 884 | $1.45 | 421,910 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-23 | 21,508 | $1.47 | 443,418 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-11-23 | 2,387 | $1.47 | 445,805 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct |
Footnotes
- Dr. Shubin Stein previously beneficially owned 112,990 shares of MRV Communications, Inc.'s common stock, and with the additional purchases reported above, now owns 126,250 directly. In addition, Dr. Shubin Stein has sole trading and voting discretion as the managing member of Spencer Capital Management, LLC, which manages various accounts that hold 319,555 shares of MRV Communications, Inc. common stock including the reported purchases above. As the managing member of Spencer Capital Management, LLC, Dr. Shubin Stein may be deemed to be the beneficial owner of the 319,555 shares held in the managed accounts. Dr. Shubin Stein disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein.
- The number of shares of common stock of MRV Communications, Inc. beneficially owned by Dr. Shubin Stein indirectly has been reduced an aggregate of 17,250 from the original Form 4 filing dated November 23, 2010, due to the rescission without consummation of that number of shares of an account managed by Spencer Capital Management, LLC from November 19 through 23, 2010.