Filing Details

Accession Number:
0001179110-10-016724
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-11-30 18:25:20
Reporting Period:
2010-11-16
Filing Date:
2010-11-30
Accepted Time:
2010-11-30 18:25:20
Original Submission Date:
2010-11-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887969 Mrv Communications Inc MRVC.PK Semiconductors & Related Devices (3674) 061340090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345051 H Kenneth Stein Shubin 20415 Nordhoff Street
Chatsworth CA 91311
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-16 6,357 $1.31 232,760 No 4 P Direct
Common Stock Acquisiton 2010-11-16 34,353 $1.31 267,113 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-17 2,039 $1.30 269,152 No 4 P Direct
Common Stock Acquisiton 2010-11-17 11,017 $1.30 280,169 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-17 3,542 $1.31 283,711 No 4 P Direct
Common Stock Acquisiton 2010-11-17 19,140 $1.31 302,851 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-18 974 $1.32 303,825 No 4 P Direct
Common Stock Acquisiton 2010-11-18 8,540 $1.32 312,365 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-11-18 71 $1.33 312,436 No 4 P Direct
Common Stock Acquisiton 2010-11-18 619 $1.33 313,055 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
Footnotes
  1. Dr. Shubin Stein previously beneficially owned 100,000 shares of MRV Communications Inc.'s common stock, and with the additional purchases reported above, now owns 112,990 directly. In addition, Dr. Shubin Stein has sole trading and voting discretion as the managing member of Spencer Capital Management, LLC, which manages various accounts that hold 200,065 shares of MRV Communications, Inc. common stock including the reported purchases above. As the managing member of Spencer Capital Management, LLC, Dr. Shubin Stein may be deemed to be the beneficial owner of the 200,065 shares held in the managed accounts. Dr. Shubin Stein disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein.
  2. The number of shares of common stock of MRV Communications, Inc. beneficially owned by Dr. Shubin Stein indirectly has been reduced an aggregate of 11,260 from the original Form 4 filing dated November 18, 2010, due to the rescission without consummation of that number of shares of an account managed by Spencer Capital Management, LLC from November 16 through 18, 2010.