Filing Details
- Accession Number:
- 0001140361-10-047491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 18:02:19
- Reporting Period:
- 2010-11-24
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 18:02:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287213 | Douglas Dynamics Inc | PLOW | Construction Machinery & Equip (3531) | 134275891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489527 | L James Janik | C/O Douglas Dynamics, Inc. 7777 North 73Rd Street Milwaukee WI 53223 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-24 | 4,500 | $14.75 | 191,018 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-29 | 1,100 | $14.75 | 189,918 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-30 | 12,400 | $14.75 | 177,518 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $4.21 | 2014-09-04 | 169,153 | 169,153 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-09-04 | 169,153 | 169,153 | Direct |
Footnotes
- These stock options are fully vested and can be exercised at any time.
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