Filing Details
- Accession Number:
- 0001315101-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 14:36:41
- Reporting Period:
- 2010-08-26
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 14:36:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455459 | T. Randall Zipfel | 2020 Calamos Court Naperville IL 60563 | Svp, Coo - Investments And It | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-08-26 | 61 | $9.37 | 61,491 | No | 5 | L | Direct | |
| Class A Common Stock | Acquisiton | 2010-11-26 | 49 | $11.72 | 61,540 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | L | Direct | |
| No | 4 | P | Direct |
Footnotes
- Total represents 7,668.861 shares of Class A Common Stock and 53,822 Restricted Stock Units(which will be settled solely in shares of Class A Common Stock).
- Total represents 7,717.929 shares of Class A Common Stock and 53,822 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
Billionaire Hedge Funds
