Filing Details
- Accession Number:
- 0001315101-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-30 14:22:14
- Reporting Period:
- 2010-08-26
- Filing Date:
- 2010-11-30
- Accepted Time:
- 2010-11-30 14:22:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299033 | Calamos Asset Management Inc. | CLMS | Security Brokers, Dealers & Flotation Companies (6211) | 320122554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431377 | J James Boyne | 2020 Calamos Court Naperville IL 60563 | Pres. Of Distribution & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-08-26 | 81 | $9.55 | 93,287 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2010-11-26 | 65 | $12.00 | 93,352 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | L | Direct | |
No | 4 | P | Direct |
Footnotes
- Total represents 10,364.848358 shares of Class A Common Stock and 82,922 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
- Total represents 10,429.628661 shares of Class A Common Stock and 82,922 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).